REMOTE AUDIT

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Continuity’s Remote Audit services are provided by Continuity’s audit department to support your internal audit operations. Continuity has highly qualified individuals to perform internal audits, and all audits are performed virtually using Compliance Core technology. These are full audits which routinely withstand the scrutiny of various regulatory agencies and have proven to reduce the scope of onsite exams.

Once a compliance process is performed on the Compliance Core, Continuity is able to easily observe and opine on that work remotely. This results in a high quality audit that can be rapidly performed resulting in less resource commitment and expense.

Benefits

  • Less invasive so employees are not impactedaudit
  • Less expensive
  • Faster
  • Eliminates auditor travel expenses

Features

  • Lifecycle of audit activities:
    • Audit Scheduling
    • Electronic Engagement Letters
  • Deliverables include Draft and Final Audit Report, Audit Workbook
  • Complete control in managing audit findings, management responses and remediation plan
  • Discovery that helps your organization prepare for an exam

Available Audits

  • Automated Clearing House (ACH)
  • Bank Secrecy Act / Anti-Money Laundering (BSA/AML)
  • Consumer Compliance - Deposits
  • Consumer Lending (open-end and closed-end; not real estate-secured)
  • Credit Card
  • Home Mortgage Disclosure Act (HMDA)
  • Limited Scope Commercial Lending
  • Real Estate-Secured Lending (open-end and closed-end)
  • Information Security
  • Information Technology Controls
  • Website

 

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